It is a 7 days old history but I thought I should add it here… better latter than never
I just found the history today
Francesc
Finra gives Michigan investment firm the boot over foreign currency abuses
By InvestmentNews.com
The regulatory agency expels Maximum Financial Investment Group and its CEO for ‘repeated’ violations
Finra has expelled an investment firm in Southfield, Mich., for inappropriate practices that occurred in its retail foreign-currency business and “repeated” violations of registration and related rules, according to a statement.
The Financial Industry Regulatory Authority Inc. of New York and Washington expelled Maximum Financial Investment Group Inc. and Christopher T. Paganes, the firm’s chief executive and chief compliance officer today. He is now barred from ever serving in any principal capacity at a securities firm and is also suspended from associating with a securities firm for the next nine months.
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Francesc Riverola,


